Risk: Assess, Plan, Transfer, Remediate. Risk Management Simplified for the GC & CCO in Alternative Investments and Traditional Banking.

Legal Risk Solutions’ proprietary R/APTR Technology is a pre-loaded risk assessment, planning, knowledge transfer and remediation solution. 

It enables baseline Legal & Compliance Departments to quickly assess risk profiles, consider effective mitigation plans and incorporate both budget needs and firm-wide strategic initiatives.

Advanced heads of Legal & Compliance and their teams additionally benefit from pre-loaded dashboards for formal reporting and emerging risk management.

R/APTR modules include:  

  • AI – risks, management & reporting tools for generative AI and Large Language Modules.

  • B-D – risks, management & reporting tools for general Broker-Dealer Legal & Compliance.

  • Crypto - risks, management & reporting tools addressing Cryptocurrencies.

  • Cyber - risks, management & reporting tools from the point of view of the Chief Legal Officer or General Counsel to assist with their Cybersecurity remit. 

  • Expert – risks, management & reporting tools for Legal, Compliance and Vendor Management teams in or using Expert Networks and Primary Investment Research.

  • AML – Anti-Money Laundering & Sanctions risks, mitigation and reporting tools RIAs &  B-Ds.

  • RIA – top risk, management and reporting tools for Registered Investment Advisors’ Heads of Legal & Compliance.

  • Testing – risk, testing and reporting tools for Compliance Testing & Audit Teams, within set modules -

    • Models, including AI and LLMs,

    • Broker-Dealers,

    • RIAs,

    • Fiat & Cryptocurrency AML/OFAC,

    • Expert Networks and

    • Cybersecurity.